Solved

SOX compliance for OTC-BB companies - email retention?

Posted on 2010-08-20
1
695 Views
Last Modified: 2012-05-10
Anyones knows if public companies trading in OTC-BB exchange are subject to SOX compliance and the associated email retention laws?
0
Comment
Question by:darkbluegr
1 Comment
 
LVL 62

Accepted Solution

by:
btan earned 500 total points
ID: 33491207
you can check out this link
@ http://www.otcbb.com/news/2003/generalnews/ceocertification.stm
@ http://www.otclistings.com/?p=752

Excerpts

Please be aware that OTCBB issuers are subject to many of the provisions of the Sarbanes-Oxley Act of 2002 (the "Act"), some of which are now in effect.

As for the email retention, can check this out
@ http://articles.techrepublic.com.com/5100-10878_11-5034345.html

Excerpts:

The effects of the Sarbanes-Oxley Act of 2002 reach further than just the publicly listed companies. If you do business with public companies, you may have already been asked to become compliant. Thus, it is difficult to quantify the ripple effect of the Act on how we will do business in the years to come. Most IT managers do not really understand the importance of the new regulations, and I think that ethical discussions and education on the topic will be the key for achieving compliance.
0

Featured Post

PRTG Network Monitor: Intuitive Network Monitoring

Network Monitoring is essential to ensure that computer systems and network devices are running. Use PRTG to monitor LANs, servers, websites, applications and devices, bandwidth, virtual environments, remote systems, IoT, and many more. PRTG is easy to set up & use.

Question has a verified solution.

If you are experiencing a similar issue, please ask a related question

Suggested Solutions

Title # Comments Views Activity
audit logs in excel spreadsheet 1 87
Windows Folder Permissions 9 43
Home wireless security 10 46
Review of apps API SSL Cert policy 2 19
The new Gmail Phishing Scam going around is surprising even the savviest of users with its sophisticated techniques.
This article will inform Clients about common and important expectations from the freelancers (Experts) who are looking at your Gig.
Nobody understands Phishing better than an anti-spam company. That’s why we are providing Phishing Awareness Training to our customers. According to a report by Verizon, only 3% of targeted users report malicious emails to management. With compan…
With Secure Portal Encryption, the recipient is sent a link to their email address directing them to the email laundry delivery page. From there, the recipient will be required to enter a user name and password to enter the page. Once the recipient …

785 members asked questions and received personalized solutions in the past 7 days.

Join the community of 500,000 technology professionals and ask your questions.

Join & Ask a Question