Solved

SOX compliance for OTC-BB companies - email retention?

Posted on 2010-08-20
1
690 Views
Last Modified: 2012-05-10
Anyones knows if public companies trading in OTC-BB exchange are subject to SOX compliance and the associated email retention laws?
0
Comment
Question by:darkbluegr
1 Comment
 
LVL 61

Accepted Solution

by:
btan earned 500 total points
ID: 33491207
you can check out this link
@ http://www.otcbb.com/news/2003/generalnews/ceocertification.stm
@ http://www.otclistings.com/?p=752

Excerpts

Please be aware that OTCBB issuers are subject to many of the provisions of the Sarbanes-Oxley Act of 2002 (the "Act"), some of which are now in effect.

As for the email retention, can check this out
@ http://articles.techrepublic.com.com/5100-10878_11-5034345.html

Excerpts:

The effects of the Sarbanes-Oxley Act of 2002 reach further than just the publicly listed companies. If you do business with public companies, you may have already been asked to become compliant. Thus, it is difficult to quantify the ripple effect of the Act on how we will do business in the years to come. Most IT managers do not really understand the importance of the new regulations, and I think that ethical discussions and education on the topic will be the key for achieving compliance.
0

Featured Post

How to Backup Ubuntu to Amazon S3

CloudBerry Backup offers automatic cloud backup and restoration for Linux. It has both GUI and command line interface (CLI) ensuring its flexibility in use. Find out more

Join & Write a Comment

Article by: btan
Provide an easy one stop to quickly get the relevant information on common asked question on Ransomware in Expert Exchange.
This article explains in simple steps how to renew expiring Exchange Server Internal Transport Certificate.
Sending a Secure fax is easy with eFax Corporate (http://www.enterprise.efax.com). First, Just open a new email message.  In the To field, type your recipient's fax number @efaxsend.com. You can even send a secure international fax — just include t…
Internet Business Fax to Email Made Easy - With eFax Corporate (http://www.enterprise.efax.com), you'll receive a dedicated online fax number, which is used the same way as a typical analog fax number. You'll receive secure faxes in your email, fr…

705 members asked questions and received personalized solutions in the past 7 days.

Join the community of 500,000 technology professionals and ask your questions.

Join & Ask a Question

Need Help in Real-Time?

Connect with top rated Experts

14 Experts available now in Live!

Get 1:1 Help Now